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Kavan Choksi – A General Overview of Private Equity Funds for Small Investors

 


A private equity fund is an alternative investment scheme where the investors directly buy the equity shares of private companies. These buyers comprise individuals having a high net worth, university endowments, banks, insurance firms, custodians of pension plans, and venture capitalists. They are known as “accredited investors’’ and have a stake in the ownership of the private corporations in return for raising capital. They use the investors' money to enter corporate acquisitions, fund new technologies, strengthen the companies' cash flow, acquire equities or debt instruments. The financial specialists managing the scheme on their behalf do not register and list the equity shares on any stock exchange.

Kavan Choksi - How can small investors invest in private equity funds?

Kavan Choksi is a businessman having interests in photography, business finance, and cutting-edge technology. According to him, many small investors might be keen to invest in lucrative private equity fund schemes. However, they first need to fulfill the following two stringent requirements before the financial specialists overseeing the funds consider inviting them:

·         Own financial assets other than residential house property worth over $ 1 million, and

·         Earn an annual income of over $200,000 for two previous consecutive years before investing.

They can invest in the private equity funds in any one of the following ways: if the investors are married, they should provide these funds managers with proof that their annual income is more than $3,00,000. Moreover, the share buyers should also convince the financial specialists that they have the necessary business acumen and experience to invest. Otherwise, experts will have to reject their applications as per the “Investor Protection’’ guidelines set out in the region.

·         Buy the equity shares of private start-up companies, if you personally know the entrepreneurs,

·         Offer to work in the private start-up companies in exchange for receiving sweat equity shares,

·         Acquire the stock of popular publicly trading private venture capital or buyout firms, and

·         Purchase an exchange-traded fund investing in publicly trading private venture capital firms.

How do private equity funds work?

Private equity investors raise large sums of money as capital from among themselves to form the fund. On achieving their fundraising objective, they terminate the private equity fund scheme. They then invest the proceeds of the fund in taking over private companies that are either stagnant or suffering from financial difficulties. The investors of analyzing the latest financial records of these corporations to determine whether the organizations have good growth potential. Then, the investors provide the private companies with the necessary capital so that they outperform other similar corporate enterprises. In return for providing the money, private equity investors get dividends and a controlling stake in the ownership of the companies.

According to Kavan Choksi, participating in private equity funds can be advantageous for small investors in building their wealth and improving the economy. They can contribute to reviving bankrupt companies in the private sector. However, the investors should always make it to point to thoroughly read the offer document of the private equity scheme before investing. They then get to know the scheme’s risk factors, dividends payable, liquidity toleration, duration, fee structure, and asset allocation.

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